Monday, January 26

10 Tips on Avoiding Investment Fraud

The CFA Institute, USA offers 10 Tips on Avoiding Investment Fraud

  1. Understand clearly the investment strategy
  2. Match investment strategy to reported performance
  3. Watch for e-mail solicitations and Internet fraud
  4. Be wary of “sure things," quick returns, and special access
  5. Understand what, if any, regulatory oversight exists
  6. Assess the operational risk and infrastructure
  7. Ask about independent audits and who performs them
  8. Assess the personnel
  9. Perform a background check
  10. Limit your exposure

    Please visit the link below for the complete article. This is just the summary and the complete article is listed on CFA Institute website.

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